Phase 5 • Alternative Strategy

Notice and Demand for Indemnification

Protection from Multiple Claims on Same Note

Template Type
Protection Demand
Legal Basis
UCC 3-305, 3-602
Primary Purpose
Double Liability Protection
Response Period
30 Days

The Multiple Claims Problem

In mortgage securitization, your note may have been sold multiple times to different parties. This creates the risk of multiple entities claiming the right to collect or foreclose. This document:

Securitization Creates Competing Claims

Due to securitization and the mortgage industry's practices, multiple parties may claim rights to your loan:

Without indemnification, you risk paying the wrong party or facing multiple claims.

Notice and Demand for Indemnification Template

NOTICE AND DEMAND FOR INDEMNIFICATION
Protection from Multiple Claims

Date: [DATE]

NOTICE TO PRINCIPAL IS NOTICE TO AGENT
NOTICE TO AGENT IS NOTICE TO PRINCIPAL

FROM:
[YOUR FULL LEGAL NAME]
[YOUR ADDRESS]
[CITY, STATE ZIP]
("Alleged Debtor/Indemnified Party")

TO:
[SERVICER/BANK NAME]
[ADDRESS]
[CITY, STATE ZIP]
("Alleged Creditor/Indemnitor")

RE: Loan/Account Number: [ACCOUNT NUMBER]

Property Address: [PROPERTY ADDRESS]


I. Statement of Facts
1. You claim to have the right to collect on the above-referenced alleged debt and/or foreclose on the above-referenced property.
2. However, you have not proven that you are the actual owner and holder of the original promissory note.
3. Upon information and belief, the promissory note has been sold, assigned, transferred, and/or securitized one or more times since origination.
4. Multiple parties may claim ownership or rights to collect on the same note due to:
  • Securitization into mortgage-backed securities
  • Multiple sales or assignments
  • MERS registration confusion
  • Lost or destroyed original note
  • Separation of note from mortgage/deed of trust
  • Fraudulent or defective assignments
5. I have a legal right to pay only the true owner and holder of the note, and to be protected from multiple claims on the same obligation.
II. Known Parties Claiming Interest
  • Original Lender: [ORIGINAL LENDER NAME]
  • Current Servicer: [SERVICER NAME]
  • MERS: May claim to hold legal title
  • Trust/Trustee: [TRUST NAME IF KNOWN]
  • Certificate Holders: Unknown investors in MBS
  • Unknown Assignees: Parties claiming through defective assignments

III. Demand for Indemnification

As a condition of any payment or acknowledgment of debt, I DEMAND that you provide:

  1. FULL INDEMNIFICATION against all other claims, demands, or actions by any other party claiming an interest in the alleged debt or the promissory note.
  2. BOND OR INSURANCE in the amount of DOUBLE the alleged debt ($[DOUBLE AMOUNT]) to protect me from claims by other parties.
  3. SWORN AFFIDAVIT identifying:
    • All parties who have ever claimed ownership of the note
    • Complete chain of title from origination
    • All securitization transactions
    • Current location of original wet-ink note
    • Identity of current true owner and holder
  4. AGREEMENT TO DEFEND me against any claims by other parties at your sole expense.
  5. PERSONAL LIABILITY acceptance by corporate officers for any false claims.
IV. Indemnification Terms Required

A. Scope of Indemnification

  • Protection from ALL claims related to the note
  • Coverage for all costs, damages, and attorney fees
  • Defense against any legal actions
  • Hold harmless from any liability

B. Duration

  • Perpetual - surviving any payment or discharge
  • Binding on successors and assigns
  • Non-revocable

C. Financial Backing

  • Bond amount: $[DOUBLE THE DEBT]
  • Insurance policy or surety bond required
YOU HAVE 30 DAYS TO PROVIDE INDEMNIFICATION
Deadline: [DATE + 30 DAYS]
V. Consequences of Failure to Indemnify

Your failure to provide the demanded indemnification within 30 days will result in:

  1. REFUSAL TO PAY - I will not make any payments without indemnification
  2. ESTOPPEL - You will be estopped from claiming any right to collect
  3. ADMISSION - Deemed admission that you are not the true owner
  4. EVIDENCE - Used as evidence of fraudulent collection attempt
  5. COUNTERCLAIMS - Basis for counterclaims if you attempt foreclosure
  6. CRIMINAL REFERRAL - Report to law enforcement for fraud
  7. QUIET TITLE - Grounds for quiet title action
VI. Alternative: Identify True Owner

If you are not the true owner and holder of the note, you must:

  1. Identify the true owner and holder
  2. Provide their name and contact information
  3. Cease all collection efforts immediately
  4. Correct any credit reporting
  5. Withdraw any foreclosure proceedings
Verification

I, [YOUR NAME], verify under penalty of perjury under the laws of [STATE] that the foregoing is true and correct. I have a good faith belief that multiple parties may claim rights to the alleged debt, and I require indemnification to protect myself from double liability.

Executed on this [DAY] day of [MONTH], [YEAR].

[YOUR SIGNATURE]

_________________________________
[YOUR PRINTED NAME]
Without Prejudice, UCC 1-308

Legal Basis for Demand

Personal Liability Warning

Any person who claims right to collect without being the true owner and holder commits:

Corporate officers can be held PERSONALLY LIABLE for authorizing false claims.

Sending Checklist

Strategic Use

This demand is particularly powerful when:

Their failure to provide indemnification is strong evidence they are not the true owner.

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