Commerce Lesson #3

Something for Something

Every valid contract requires consideration from both parties. You gave them a $300,000 instrument. What did they give you?

Every first-year law student learns: a valid contract requires consideration from both parties. Something for something. But in modern banking, there's a hole in this logic big enough to drive a truck through.

The Legal Definition

Consideration
Black's Law Dictionary, 4th Edition
"The inducement to a contract. The cause, motive, price, or impelling influence which induces a contracting party to enter into a contract... Some right, interest, profit or benefit accruing to one party, or some forbearance, detriment, loss, or responsibility, given, suffered, or undertaken by the other."

Three elements are required:

1. Bargained-For

Both parties must be seeking something from each other. Not a gift or past action.

2. Legal Value

What's exchanged must have value in the eyes of the law. Actually worth something.

3. Real, Not Illusory

The consideration must actually be given or promised. Not theoretical.

UCC Consideration Requirements

The Uniform Commercial Code addresses consideration specifically for negotiable instruments:

Defense for Lack of Consideration
UCC § 3-303(b)
"If an instrument is issued for a promise of performance, the issuer has a defense to the extent performance of the promise is due and the promise has not been performed."
Built-In Protection

UCC 3-303(b) explicitly creates a defense: if you weren't given adequate consideration, you have grounds to challenge the instrument. This is not a fringe theory — it's built into the code.

What Constitutes Value
UCC § 3-303(a)
An instrument is issued for value if: (1) for a promise of performance, to the extent performed; (2) the transferee acquires a security interest; (3) as payment for a preexisting claim; (4) in exchange for a negotiable instrument; (5) in exchange for an irrevocable obligation to a third party.

The Consideration Test Applied

Let's apply the consideration test to common scenarios:

Valid Consideration
Traditional Sale

You: Give $50

Merchant: Gives you goods worth $50

Both parties gave something of value. Valid contract.

Valid Consideration
Traditional Loan (Historical)

You: Promise to repay $100 plus interest

Lender: Gives you $100 in gold-backed currency from their vault

Lender gave up actual pre-existing value. Valid contract.

Questionable Consideration
Modern Bank Loan

You: Sign promissory note worth $300,000, pledge future earnings

Bank: Creates $300,000 deposit from your promissory note

What did the bank give up from its pre-existing assets? The money was created FROM your promise.

The Banking Consideration Question

As explored in Money Creation, modern banks don't lend existing money — they create deposits when you sign a promissory note. This raises the consideration question:

Party What They Gave Pre-Existing Value?
You
  • Promissory note (negotiable instrument)
  • Pledge of future earnings
  • Security interest in property
  • Legal obligation to pay interest
Yes — your future labor is real value
Bank
  • Deposit credit in your account
  • Bookkeeping entries
  • Account management services
Questionable — credit was created from YOUR note
The Paradox

If the bank's "consideration" was created from your promissory note, then they gave you... what you already gave them. They monetized YOUR promise and returned it to you as a "loan."

This is the consideration paradox at the heart of modern banking.

Historical Case Law

Classical contract law is clear about what constitutes consideration:

"Nothing is consideration that is not regarded as such by both parties." — Philpot v. Gruninger, 14 Wall. 570 (1872)

Did you understand that the bank would create money from your signature? Did you regard bookkeeping entries as equivalent value to your 30-year commitment of labor?

"Consideration must be something of value in the eye of the law, moving from the plaintiff, or detriment to the defendant." — Black's Law Dictionary, 4th Edition

What "moved from" the bank that wasn't derived from what you gave them?

The Credit River Decision

One court directly addressed this question:

First National Bank of Montgomery v. Daly (1969)

Justice Martin V. Mahoney ruled that the bank had failed to provide consideration because they created credit "out of thin air."

  • The bank admitted creating credit from nothing
  • No lawful money was transferred from the bank
  • The mortgage contract was void for lack of consideration
  • The foreclosure was denied

The bank's president testified: "The money and credit first came into existence when they created it."

Important Caveat

This decision was not accepted as binding precedent and was largely suppressed. Courts since have declined to follow it. But it demonstrates that the consideration question has been raised — and in at least one case, was decided in favor of the borrower.

Why Courts Resist This Argument

Several legal doctrines make the consideration argument difficult to win:

Barrier 1
Holder in Due Course Doctrine

If the bank qualifies as HDC, lack of consideration becomes a "personal defense" that may be cut off. HDC status immunizes against most consideration challenges.

Barrier 2
Judicial Notice

Courts take "judicial notice" that banks lend money and that Federal Reserve Notes are valid currency. Challenging these assumptions is often dismissed as frivolous without examination.

Barrier 3
Legal Tender Laws

31 U.S.C. § 5103 declares Federal Reserve Notes legal tender. Courts interpret this as making FRNs valid consideration by statute, regardless of how they're created.

Barrier 4
Systemic Concerns

Even sympathetic judges face the reality that accepting this argument would destabilize the entire banking system. Pragmatic concerns often override legal principles.

Practical Application

While direct consideration challenges rarely succeed in court, understanding this framework is valuable:

For Awareness
  • You understand what actually happened
  • You see the transaction clearly
  • You make more informed decisions
For Negotiation
  • Knowledge creates leverage
  • Banks may prefer to settle
  • Loan mods become clearer
For Other Challenges
  • Standing challenges
  • Chain of title issues
  • Procedural violations
For Strategy
  • See the full picture
  • Choose your approach wisely
  • Attack procedure, not philosophy
Strategic Reality

The consideration argument provides understanding. Practical success often comes through other routes — procedural challenges, statutory violations, standing issues. But understanding consideration helps you see the full picture and choose your approach wisely.

The Fraud Connection

Related to consideration is the fraud defense under UCC Article 3:

Fraud Defense
UCC § 3-305(a)(1)(iii)
A defense is valid against enforcement if based on: "fraud that induced the obligor to sign the instrument with neither knowledge nor reasonable opportunity to learn of its character or its essential terms."

Were you told that:

  • Your signature would create the money?
  • The bank would use your promissory note as an asset?
  • You were providing the consideration for both sides?
  • The "loan" was actually monetization of your promise?

If not, and if you had no reasonable opportunity to learn this, UCC 3-305 may provide a defense.

📍
You understand consideration. Now: How you sign determines your liability. Let's look at signatures and protection.